4.   SURVEY FINDINGS

4.1   OVERVIEW

38.    The analysis presented in this section is based on data that has been provided by the multilateral and bilateral donors and the NGOs in response to the questionnaire that was provided to them by the study team. The responses to the survey do not constitute a representative sample of all programs/projects that were supported by various development partners in 2002 and therefore caution should be exercised in extrapolating the results. Overall, the UN agencies have provided information for nearly all of the programs/projects they delivered in 2002. The other multilateral donors (World Bank, Asian Development Bank, and the European Commission) have responded to a lesser degree. The responses from the bilateral donors have been rather disappointing. They have provided the requested data for only 61 programs/projects supported by them, representing less than 20 per cent of the projects and less than 27 percent of the total disbursements in 2002 that they have reported to the Council for the Development of Cambodia (CDC). In the case of NGOs, the data was collected and analysed by The Cooperation Committee for Cambodia (CCC). It has been estimated by CCC that the total expenditure on programs/projects for which NGOs have provided data represent around 75 percent of expenditure on programs delivered by NGOs in 2002.

Figure 4: Response Rate: Total Expenditure on Programs Reported in CBP Survey as a Percent of Total Disbursements in 2002

39.    In terms of overall coverage of the capacity building survey, the programs/projects for which the external partners (multilateral and bilateral donors and NGOs) have provided information represent, in terms of total reported expenditures in 2002, around half of the total disbursements of all external partners in 2002.

40.    The external development partners of Cambodia combine a variety of strategies and actions to both ensure that they have the capacity to deliver the program/project activities and to achieve their program’s/project’s stated objectives. In terms of the incidence of various capacity building activities of the 147 programs/projects of the multilateral and bilateral development partners and the 77 NGOs that have provided data:

  • One hundred and ninety seven or 87.9 percent provided in-country or overseas training to program/project staff and others assigned in the implementation of the programs/projects.

  • One hundred and thirty nine or 62.1 percent provided operational support and equipment to collaborating institutions in the implementation of the programs/projects.

  • One hundred and thirty five or 60.3 percent provided some type of monetary incentives to staff assigned by collaborating institutions in the implementation of the programs/projects.

  • One hundred and sixty or 71.4 percent employed national staff to implement the programs/projects.

  • One hundred and sixty two or 72.3 percent employed international staff to fill key capacity gaps.

TABLE 2:  INCIDENCE OF CAPACITY BUILDING ACTIVITES IN 2002

Capacity Building Activity (CBA)

Number and Percent of Donor Projects Providing CBA

Multilateral Donors
No. of  projects   %

Bilateral
Donors

No. of  projects  %

NGOs

No. of  NGOs     %

TOTAL
No. of projects
or NGOs            %

In-country and overseas training

  • In-country

  • Overseas

Operational Support , including equipment

 Monetary Incentives

National Personnel

International Personnel

      77         89.5%

     64         74.4%
     26         30.2%


     58         67.4%

     62         72.1%

     61         70.9%

     64         74.4%

      49          80.3%

     36          59.0%
     33          54.1%

 
     25          41.0%

     24          39.3%

     32          52.5%

     39          63.9%

        71        92.2%

       71        92.2%
       30        39.0%

 
       56        72.7%

       49        63.6%

       67        87.0%

       59        76.6%

     197        87.9%

    171        76.3%
      89        39.7%  

 
    139        62.1%

    135        60.3%

    160        71.4%

    162        72.3%

Total number of projects or NGOs

     86        100.0%

     61        100.0%

       77      100.0%

    224       100.0%

 
Figure 5: Incidence of Capacity Building Activities in 2002

41.    Among the three groups of development partners (multilateral, bilateral, and NGOs), a higher proportion of NGOs provide support for various capacity building activities than do multilateral or bilateral donors. Among the multilateral and bilateral donors, multilateral donors have a higher incidence of providing support for capacity building activities than do bilateral donors (Table 2).

42.    Also in terms of resources spent, NGOs spend a significantly higher proportion of their program resources to support capacity building activities than do multilateral or bilateral donors (Table 3). Moreover, it should be noted that in the case of NGOs, the estimates of the costs of national and international staff represent a minimum figure. Some NGO respondents were not able to put a monetary value on international staff costs as they are volunteers, self funded or paid by headquarters and some benefits for national staff were not included. In addition, some NGOs noted that all in-country and overseas training costs were not included in the NGO program budgets as they were funded externally through scholarships, international donors, other NGO programs or headquarters.

43.    A total expenditure of 115.3 million US dollars on various capacity development activities has been reported by the 147 multilateral and bilateral programs/projects and the 77 NGOs – representing 43.4 percent of their total expenditure reported in this survey for 2002. The expenditure on specific capacity development activities, include:

  • 11.8 percent of the total expenditure on providing in-country or overseas training to program/project staff and others involved in the implementation of the programs/projects.

  • 8.2 percent on providing operational support and/or equipment to collaborating institutions.

  • 2.5 percent on providing some form of monetary incentives to staff assigned by collaborating institutions in the implementation of the programs/projects.

  • 8.1 percent to employ national staff to undertake the programs/projects.

  • 12.7 percent to employ international staff to fill key capacity gaps.

TABLE 3:  EXPENDITURE ON CAPACITY BUILDING ACTIVITES IN 2002
(in thousands of US $)

Capacity Building Activity

Multilateral Donors
     $              %

Bilateral
Donors
     $               %

NGOs

    $               %

TOTAL

    $                 %

 In-country and overseas training

Operational Support and/or equipment

Monetary Incentives

National Personnel

International Personnel

   9,910          7.7%

   9,902          7.7%



  4,275          3.3%

  7,415          5.7%

16,920        13.1%

 13,039        18.8%

  4,346          6.3%


     985          1.4%

     986          1.4%

 10,971        15.8%

   8,453        12.6%

   7,671        11.4%


  1,394          2.1%

 13,061        19.4%


  5,974          8.9%

 31,402       11.8%

 21,919         8.2%



  6,654         2.5%

21,462         8.1%

33,865        12.7%

Total reported expenditure on capacity building activities

48,422        37.5%

30,327        43.7%

36,553        54.4%

115,302      43.4%

TOTAL DISBURSEMENTS IN 2002 ON PROGRAMS or PROJECTS REPORTED IN THE CBP SURVEY

129,258    100.0%

69,327      100.0%

67,155      100.0%

265,740    100.0%


Figure 6:   Expenditure on Capacity Building Activities as

 
Percent of Total Program Expenditure in 2002

44.     For the programs/projects reported in the CBP Survey, many respondents have indicated multiple locations meaning that they work at or across a number of locations. Overall, the activities of the programs/projects are well spread across the country. In terms of specific location, the largest proportion of the programs/projects, just over 41 percent, have reported their activities to be at the “provincial” level, followed closely by “nation-wide”, and “central” for just under 40 percent of the programs/projects. Less than twenty percent have identified the program/project activities at the “district” level. However, there are significant differences among the three groups of donor: multilateral, bilateral and NGOs. A significantly higher proportion of NGOs deliver their activities at the provincial and district levels than the multilateral or bilateral donors. In fact, none of the programs/projects of the bilateral donors have identified “district” as the primary area of their activities.  Most of the bilateral donor programs are targeted either at the “central” level or are “nation-wide”. The programs/projects delivered by multilateral donors fall somewhere in between.

TABLE 4:  GEOGRAPHIC LOCATIONS OF DONOR PROGRAMS/PROJECTS ACTIVITIES

Geographic Location of Program/project Activities

Number and Percent of Donor Programs/Projects

Multilateral
Donors

No. of  projects   %

Bilateral
Donors
No. of  projects  %

NGOs

No. of  NGOs     %

TOTAL
No. of projects
or NGOs        %


Nation-wide

Central

Provincial

District

Other


     33         38.4%

     32         37.2%

     28         32.6%

     10         11.6%

     7             8.1%


     33          54.1%

     15          24.6%

     13          21.3%

       0              0%

       2            3.3%

 
       22       28.6%

       42       54.5%

       51       66.2%

       34       44.2%

       16       20.8%


      88        39.3%

      89        39.7%  

      92        41.1%

      44        19.6%

      25        11.2%

Total number of projects or NGOs

    86            ….

     61             ….

       77         ….

    224           ….


Figure 7: Geographic Location of Donor Program Activities

Multilateral Donors Bilateral Donors

45.    The sector focus of the program/projects for which data has been reported in the CBP Survey is quite different among the multilateral and bilateral donors. In terms of total program/project expenditure in 2002 just over two-third of expenditure of bilateral donors was concentrated in four sectors:  development administration (27.3 percent), agriculture, forestry and fisheries sector (16.1 percent), education sector (13.3 percent), and the health sector (10.5 percent). In the case of multilateral donors, just over two-thirds of the programs/projects expenditure was in the following three areas: multi-sector (36.1 percent), area/rural development (19.3 percent), and transport sector (11.6 percent).  

TABLE 5:  TOTAL EXPENDITURE IN 2002 ON PROGRAMS/PROJECTS REPORTED IN THE CBP SURVEY BY SECTOR
(in thousands of US $)

SECTOR

Multilateral
 Donors

$ %

Bilateral
Donors

$ %

NGOs
0

$ %

TOTAL
0

$ %
Economic  Management
Development Admin
Natural Resources
Education(HRD)
Agri, Forestry &
Fisheries
Area/Rural
Development
Industry
Energy
International Trade
Transport
Communications
Social development
Health
Humanitarian aid & Relief
Multi-sector
Unknown

2,911
5,393
2,281
 3,198
9,974
 24,973
0
75
40
 14,971
36
8,802
 9,898
0
46,706
0

2.2%
4.2%
1.8%
2.5%
7.7%
19.3%

0.1%

11.6%

6.8%
7.7%

36.1%
 …

1,688
18,935
1,236 
9,212
11,160
4,412
83
1,173
0
5,113
545
2,293
7,251
594
3,914
1,718

2.4%
27.3%
1.8%
13.3%
16.1%

  6.4%
0.1%
1.7%

7.4%
0.8%
3.3%
10.5%
0.8%
5.6%
 2.5%

0
0
0
 7,458
732
9,556
0
0
0
0
600
13,554
16,334
 0
18,912
9




11.1%
1.1%
14.2%




0.9%
20.2%
24.3%

28.2%
….

4,599
24,328
3,517
19,868
21,866
 38,941
83
1,248
40
20,084
1,181
24,649
33,483
594
69,532
1,727

  1.7%
9.2%
1.3%
7.5%
8.2%
14.6%

0.5%
…..
7.6%
0.4%
9.3%
 12.6%
0.2%
 26.2%
0.6%

Total reported expenditure

 129,258   100.0%     69,327  100.0%   67,155    100.0%  265,740  100.0%

46.       In terms of the sector of their project/program activities, Education and Training, Health, Democracy and Integrated Community Development Projects lead the areas of NGO programming, followed closely by the social development sector, including disabilities, mine related activities and other vulnerable groups.
 

Figure 8: NGOs Supported Programs by Sector and/or Issue

47.     The open ended question about capacity development problems, issues and gaps that were being addressed by the external partners was not really answered by the multilateral and bilateral respondents to the survey. In the case of NGOs, seventy percent of the respondent NGOs have indicated that their projects, interventions, and training efforts were aimed at addressing critical gaps in the management, program planning and leadership across almost all sectors and issues of NGO involvement.  Health, including HIV/AIDS, accounted for 52% and Education for 44% of the capacity building efforts.  Building social capital through community development, democracy and human rights awareness and activities accounted for more than one-third of the responses each.  The remaining answers reflected the diverse areas of NGO programming and interventions including strengthening the rule of law, English language, working with vulnerable groups such as the disabled, women and children to name a few.

Figure 9: Capacity Development interventions by NGOs

48.       In the interview process few comments were made by bilateral and multilateral donors on the general issue of capacity development. One comment indicated that donors make too many uncoordinated demands about evaluation, monitoring, reporting, etc., which in fact limit Cambodian capacity to manage their own problems. “There is a huge demand on a small number of people to answer questions which only interest our headquarters”. Another comment was: “We impede capacity building by doing the job of Cambodia for them. It would be better to step out and let them learn by doing their own mistakes”. The same commentator added: “There are no indicators for capacity building. One indicator might be the extent to which Cambodians are ready to talk back to donors.” On the other hand a senior Cambodian official, indicated that the transfer of knowledge is beginning to show its effects: “counterparts have taken over the task of developing and managing projects”.

49.       Also a related issue was addressed by many donors in the interviews, namely the question of “ownership”. Some donors expressed the view that “there is little feeling of ownership on the Cambodian side and the international experts have to keep pushing”. One donor expressed the feeling in this manner: “There is no militancy on national ownership. The aid community is very hands on. It tends to weaken the responsibility of the government. Cambodia needs leadership, ownership and accountability”. Still another donor stated his views in the following way: “Donors drive the government rather than – as it should be – the other way round. It is a neo-colonial attitude. If we want the government to be accountable we have to give responsibility to the government”.

 
   

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